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Securities & Insider Trading
SEC/DOJ actions for market manipulation and insider trading schemes.
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Texas Business Court Enforces Perpetual Payment Obligation and Overrules Affirmative Defenses in Cobalt Falcon v. AXS Investments
1+ hour, 16+ min ago (187+ words) The dispute arose from a transaction agreement under which Cobalt Falcon transferred management and control of an investment fund to AXS Investments. In exchange, AXS agreed to make monthly payments of $74,062.45 to Cobalt Falcon in perpetuity. When AXS allegedly ceased…...
Desktop Metal Noteholders Hit Nano With $115M Fraud Suit
1+ hour, 58+ min ago (26+ words) Law360 Desktop Metal Noteholders Hit Nano With $115M Fraud Suit To view the full article, register now....
Bipartisan NCAA Bill Would Limit Antitrust Challenges to College Sports Rules
4+ hour, 4+ min ago (571+ words) South Korean prosecutors are seeking arrest warrants for eight current and former petrochemical executives as authorities widen an investigation into alleged price coordination that prosecutors say generated illicit gains worth several trillion won. The Seoul Central District Prosecutors Office requested…...
Desktop Metal Noteholders Hit Nano With $115M Fraud Suit - Law360 Bankruptcy Authority
1+ hour, 58+ min ago (125+ words) Desktop Metal Noteholders Hit Nano With $115M Fraud Suit Law360 Law360 | The Practice of Law Law360 Authority | Deep News & Analysis Law360 Pulse | The Business of Law Desktop Metal Noteholders Hit Nano With $115M Fraud Suit By Emlyn Cameron · September 14, 2026, 4:33 PM EDT /bankruptcy-authority/tracked_cases?case_id=688d3adac9bba03bccb47962&case_title=Desktop+Metal%2C+Inc.+and…...
Brokers offer felons path to Trump pardons for high cost, CBS News investigation finds
4+ hour, 22+ min ago (48+ words) Yahoo Paid brokers are now offering felons a path to be pardoned by President Trump, a CBS News investigation shows. CBS News' Gabe Kaminsky and Daniel Klaidman have more on their 60 Minutes report....
Unregulated loan apps deceive blue-collar workers with real transfer of decoy funds
20+ hour, 23+ min ago (333+ words) NEW DELHI: A network of unregulated mobile loan applications promising instant cash, several of them running from beyond borders, are targeting the blue-collar workforce and trapping daily-wage earners in cycles of debt and extortion. A TMS investigation, involving direct interaction…...
Paul Sweeney: $150K Complaint Against Kingsview Advisor
1+ day, 2+ hour ago (416+ words) carlsonlaw.com Paul Sweeney: $150K Complaint Against Kingsview Advisor A recent investor complaint against Wintersville, Ohio financial advisor Paul Sweeney (CRD# 6289017) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that…...
Second TD investor alleges fraudulent trades involving obscure Chinese stock
1+ day, 3+ min ago (989+ words) Ray Polisteski said he is waiting for a third internal review of his account activity in response to his escalated complaint.Kelsey McMillan/The Globe and Mail A TD Direct Investing customer says criminals liquidated more than $230,000 of his investments,…...
Former financial adviser charged with further misconduct charges
3+ day, 13+ hour ago (428+ words) Donald Cuthbertson, a former financial services company director and financial adviser, has been charged with 24 offences of making false or misleading representations to investor and perverting the course of justice. The charges were made in an indictment filed on 28 August…...
American Gaming Association Opposes CFTC Bid to Block New York Prediction-Market Enforcement
1+ day, 9+ hour ago (547+ words) The American Gaming Association is opposing the Commodity Futures Trading Commission’s request to block New York enforcement against federally regulated prediction markets. The dispute turns on whether federally regulated sports-event contracts fall exclusively within the CFTC’s jurisdiction or may also…...